Regulation

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Fine imposed on UBS Inc.


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How RegTech is Changing the Banking Landscape


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FactSet and ONEaccess address challenges for MiFID II


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FCA publishes near final rules on MiFID II


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Bats Europe Expands BXTR to Offer Buy-Side Trade Reporting Services


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FINMA awards new “multilateral trading facility” status to the CO:RE trading platform


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FCA fines former investment banker for sharing confidential information over WhatsApp


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Commcise and ITG integrate their Mifid II solutions


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Sentinel Consortium on Track to Meet MiFID II Deadlines


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Tesco to pay redress for market abuse


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Esprow releases ETP C-Box update for automated MiFID II compliance certification


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Innovation rules with State Street-M&G partnership


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Nasdaq Stockholm orders Hexagon AB to pay fine corresponding to two annual fees


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Landmark share-dealing code goes live


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Ullink Launches MiFID II Trade Reporting Solution


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Plato Partnership and Trade Informatics to collaborate on counter-party risk solution


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ONEaccess Unveils Research Valuation Solution for MiFID II Compliance


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MiFID II and the future of investment research


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Commcise and Convergex’s Westminster Research Associates to collaborate


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MiFID II: firms seek to keep commission sharing under research payment umbrella