Regulation

Record fines of $5.7billion for rigging of foreign exchange


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FCA fines adviser for high risk recommendations


ESMA Updates its AIFMD QandA


SEC to undertake full review of equity markets


How Basel III and CRD IV are killing the hedge fund model


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CFTC Approves Proposed Rulemaking


MiFIR Reporting Requirements: Not for the Fainthearted


ESMA publishes updated EMIR Q&A – focus on reporting


Swiss Independent Asset Management: Evolve and Survive as Regulation Culls the Herd


FCA fines Deutsche Bank for £227 million for IBOR failings and for misleading the regulator


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Merrill Lynch International fined for transaction reporting failures


Volcker calls for overhaul of Federal financial regulatory system


CNP Assurances integrates SimCorp Dimension 
for Solvency II compliance


Boat to support industry with MiFID II transparency solution


IOSCO consultation report for trading venues and intermediaries


The mystery suspension of Milford


LCH.Clearnet’s new proposed stress-testing framework


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Sapient Report Assesses the Difficulties, Costs and Sustainability of Trade Reporting Compliance


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FCA consults firms on MiFID II implementation


EMIR: call for greater transparency