Regulation

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TABB Examines ESMA Methodology to Meet European Regulators’ Demand for Pre-Trade Bond Transparency


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FCA publishes terms of reference for asset management market study


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FCA fines and bans former Investment Analyst at Aviva Investors


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FSB reports describe progress in implementing OTC derivatives market reforms, and highlight where further work is needed


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Metamako’s MetaWatch offers unique solution to data capture problem


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FCA bans Magnus Michael Peterson from the financial services industry


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MiFID II tops list of regulatory strategy priorities for investment managers in the EU


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Aite Group New Report – Unbundling Investment Research: Bite the Bullet


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BME To Launch New Transparency Services Under MiFID II


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Bank of England announces further proposals to strengthen the financial system through structural reform


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FCA introduces new rules on whistleblowing


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ICE Clear Singapore Receives Recognition under EMIR; On Track for November 17 Launch


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Basel Committee issues report on the regulatory consistency of risk-weighted assets for counterparty credit risk


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FSB releases progress report on FX benchmark reforms


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Meeting of the Financial Stability Board in London on 25 September


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ISDA Launches New Industry Initiative for a Derivatives Product Identification Standard


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Investment Association calls for rethink as bond-trading plans threaten performance


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Abide Financial Approved as Registered Reporting Mechanism (RRM) by Energy Regulator ACER


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SGX establishes three Listings committees


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CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty