Regulation

The Financial Conduct Authority publishes new referral criteria for enforcement investigations


FCA publishes final rules to make those in the banking sector more accountable


European real estate urges EBA to reconsider shadow banking rules


82% of financial institutions rely on ‘tactical work arounds’ on regulation


India, South Africa and Basel


AxiomSL provides all functionality needed to comply with the ECB’s AnaCredit requirements


Massad hails progress but predicts harmonisation will take time


The cumulative effect of derivatives regulation


Eight convicted for 26 years over unauthorised collective investment scheme


Investors Challenge Proposed Regulation of CSAs


SIFMA Group Urges FSB and IOSCO to Drop Efforts to Create Systemic Risk Methodology


ESMA calls for modification of UCITS Directive


FCA publishes terms of reference for its investment and corporate banking market study


Buy-Side Algo Trading volume downticks for first time in five years


European Swaps Market Delays Yielding Benefits to End Users


Record fines of $5.7billion for rigging of foreign exchange


FCA fines adviser for high risk recommendations


ESMA Updates its AIFMD QandA


SEC to undertake full review of equity markets


How Basel III and CRD IV are killing the hedge fund model